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The Ratio Test

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Reference: Stewart §11.6

Textbook Reference

Primary source OpenStax Calculus Volume 2, Section 5.6: “Ratio and Root Tests”
Direct link https://openstax.org/books/calculus-volume-2/pages/5-6-ratio-and-root-tests
Textbook used in class Stewart, Calculus, Section 11.6: “Absolute Convergence and the Ratio and Root Tests” (Examples 1, 2, 3)

Opening Scenario

Factorials grow faster than any exponential: $n!$ eventually dwarfs $10^n$. The Ratio Test detects this by comparing each term to the next. If the ratio $|a_{n+1}/a_n|$ shrinks toward a limit less than $1$, each term is a shrinking fraction of the previous one -- the series behaves like a geometric series with ratio less than $1$ and must converge.


Quick Reference

Ratio Test. Let $\displaystyle L = \lim_{n\to\infty} \left|\frac{a_{n+1}}{a_n}\right|$.

Best for: terms involving factorials ($n!$), exponentials ($r^n$), or products of these. Fails for: $p$-series and any series where the ratio limit is $1$ (polynomial expressions in $n$).


Key Concepts

1. Why It Works

If $L < 1$, choose $r$ with $L < r < 1$. For large $n$, $|a_{n+1}| < r|a_n|$, so the terms shrink geometrically. The tail of the series is bounded above by a convergent geometric series with ratio $r$.

2. Computing the Ratio

Example 1. Does $\displaystyle\sum_{n=1}^{\infty} \frac{n^n}{n!}$ converge? (Stewart 11.6, Example 1.)

Wait -- that one diverges, but let me use the standard textbook example.

Example 1. Does $\displaystyle\sum_{n=1}^{\infty} \frac{(-1)^n n^3}{3^n}$ converge? (Stewart 11.6, Example 1.)

Compute: \[ \left|\frac{a_{n+1}}{a_n}\right| = \frac{(n+1)^3}{3^{n+1}} \cdot \frac{3^n}{n^3} = \frac{(n+1)^3}{3 n^3} = \frac{1}{3}\left(\frac{n+1}{n}\right)^3 \to \frac{1}{3} \cdot 1 = \frac{1}{3}. \]

$L = 1/3 < 1$: the series converges absolutely.

Boxed answer: Converges absolutely.


Example 2. Does $\displaystyle\sum_{n=0}^{\infty} \frac{n!}{100^n}$ converge? (Stewart 11.6, Example 2 type.)

\[ \left|\frac{a_{n+1}}{a_n}\right| = \frac{(n+1)!}{100^{n+1}} \cdot \frac{100^n}{n!} = \frac{n+1}{100} \to \infty. \]

$L = \infty > 1$: the series diverges.

Boxed answer: Diverges.


Example 3. Apply the ratio test to $\displaystyle\sum_{n=1}^{\infty} \frac{1}{n}$.

\[ \left|\frac{a_{n+1}}{a_n}\right| = \frac{n}{n+1} \to 1. \]

$L = 1$: inconclusive. (The harmonic series actually diverges, but the ratio test cannot tell you that.)


3. The $L = 1$ Case

When $L = 1$, the ratio test says absolutely nothing. You must use a different test. Any $p$-series or series resembling a polynomial ratio will give $L = 1$ under the ratio test.

Common misconception

concluding convergence from $L = 1$. Both the convergent series $\sum 1/n^2$ and the divergent series $\sum 1/n$ give ratio-test limit $L = 1$. When the ratio test is inconclusive, do not guess based on the limit value -- switch to a comparison test, integral test, or $p$-series test.


Common Errors Summary

Error Correction
Forgetting absolute value in $|a_{n+1}/a_n|$ The ratio uses absolute values, so sign cancels
Concluding convergence when $L = 1$ $L = 1$ is inconclusive; use another test
Applying ratio test to a $p$-series Always gives $L = 1$; use $p$-series test directly
Simplification error with factorials $\frac{(n+1)!}{n!} = n+1$; cancel all common factors

Common Misconceptions

Common misconception

a ratio test limit of $L = 1$ means the series converges.

This is the limit-equals-function-value error. When $L = 1$, the ratio test is inconclusive: it provides no information about convergence or divergence. Both the convergent series $\sum 1/n^2$ and the divergent harmonic series $\sum 1/n$ produce $L = 1$ under the ratio test. Concluding convergence from $L = 1$ is always wrong; a different test must be used.

Common misconception

the ratio test is applicable to all series, including $p$-series.

This is the concept-image-conflicts-definition error about the test’s effective range. For any $p$-series $\sum 1/n^p$, the ratio test gives $L = \lim n^p/(n+1)^p = 1$, which is always inconclusive. The ratio test is designed for terms with factorials or pure exponentials, where the ratio $|a_{n+1}/a_n|$ simplifies to something other than $1$. Applying it to polynomial or rational expressions wastes effort.


Leveled Practice

Level 1

Problem 1. Use the ratio test on $\displaystyle\sum_{n=1}^{\infty} \frac{2^n}{n!}$.

Show answer

$\left|\dfrac{a_{n+1}}{a_n}\right| = \dfrac{2^{n+1}}{(n+1)!} \cdot \dfrac{n!}{2^n} = \dfrac{2}{n+1} \to 0$.

$L = 0 < 1$: converges absolutely.


Problem 2. Use the ratio test on $\displaystyle\sum_{n=1}^{\infty} \frac{n^2 \cdot 3^n}{n!}$.

Show answer

$\left|\dfrac{a_{n+1}}{a_n}\right| = \dfrac{(n+1)^2 \cdot 3^{n+1}}{(n+1)!} \cdot \dfrac{n!}{n^2 \cdot 3^n} = \dfrac{3(n+1)^2}{(n+1) n^2} = \dfrac{3(n+1)}{n^2} \to 0$.

Converges absolutely.


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