Differentials
Textbook Reference
| Primary source | OpenStax Calculus Volume 1, Section 4.2: “Linear Approximations and Differentials” |
| Book URL | https://openstax.org/details/books/calculus-volume-1 |
Freely available and openly licensed.
Try This First: The Tangent as Approximation
For $f(x) = x^2$, the tangent line at $x = 3$ is $y = 6x - 9$ (slope 6, passing through $(3, 9)$).
Use this tangent line to estimate $f(3.1) = (3.1)^2$.
Predict: the tangent-line estimate and the actual value will be close but not equal. How close?
Tangent-line estimate: $y = 6(3.1) - 9 = 18.6 - 9 = 9.6$.
Actual value: $(3.1)^2 = 9.61$.
Error: $0.01$. This error is the difference $\Delta y - dy$: the actual change in $y$ minus the tangent-line approximation. The differential $dy$ captures the tangent-line part of the change.
Quantity-First Framing
When the input $x$ changes by a small amount $\Delta x$:
- The actual change in output is $\Delta y = f(x + \Delta x) - f(x)$ -- exact but requires computing $f$ at two points.
- The approximated change is $dy = f'(x)\,\Delta x$ -- fast to compute, uses only the slope at $x$.
For small $\Delta x$, the approximation $\Delta y \approx dy$ is accurate. The differential $dy$ is the change you read off the tangent line; $\Delta y$ is the actual change along the curve.
Prerequisite Check
Quick Reference
Differential notation:
Let $x$ change by $dx$ (an arbitrary nonzero number). The differential of $y = f(x)$ is: \[ dy = f'(x)\,dx. \]
This is the vertical change along the tangent line when the horizontal change is $dx$.
Key relationship: \[ \Delta y \approx dy \quad \text{when } dx \text{ is small}. \]
The tangent-line approximation (linearization): \[ f(x + dx) \approx f(x) + f'(x)\,dx. \]
Key Concepts
1. $\Delta y$ vs. $dy$: The Exact and the Approximate
Example 1. For $f(x) = x^3$ at $x = 2$, compute $\Delta y$ and $dy$ when $dx = 0.1$.
$\Delta y = f(2.1) - f(2) = (2.1)^3 - 8 = 9.261 - 8 = 1.261$.
$dy = f'(2)\,dx = 3(4)(0.1) = 1.2$.
Error: $\Delta y - dy = 1.261 - 1.2 = 0.061$.
The approximation $dy = 1.2$ is close to the exact $\Delta y = 1.261$. For smaller $dx$, the approximation improves.
Two representations:
Geometric: On the graph of $f(x) = x^3$, at the point $(2, 8)$:
- $\Delta y = 1.261$ is the vertical rise along the curve from $x = 2$ to $x = 2.1$.
- $dy = 1.2$ is the vertical rise along the tangent line over the same horizontal distance.
Tabular: As $dx$ shrinks, the error $\Delta y - dy$ shrinks faster (proportional to $dx^2$):
| $dx$ | $\Delta y$ | $dy$ | Error |
|---|---|---|---|
| $0.1$ | $1.261$ | $1.2$ | $0.061$ |
| $0.01$ | $0.12006$ | $0.12$ | $0.00006$ |
| $0.001$ | $0.012001$ | $0.012$ | $0.000001$ |
The error goes to zero faster than $dx$.
2. Using $dy$ to Estimate Function Values
Example 2. Estimate $\sqrt{4.08}$ using differentials.
Choose $f(x) = \sqrt{x}$, $x = 4$ (a nearby point where we know the exact value), $dx = 0.08$.
$f'(x) = \dfrac{1}{2\sqrt{x}}$. $f'(4) = \dfrac{1}{4}$.
$dy = f'(4)\,dx = \frac{1}{4}(0.08) = 0.02$.
$f(4.08) \approx f(4) + dy = 2 + 0.02 = 2.02$.
Actual: $\sqrt{4.08} \approx 2.0199$. Excellent approximation.
3. Geometric Meaning
On the graph of $y = f(x)$ at point $(x, f(x))$:
- $dx$ is a horizontal displacement.
- $dy = f'(x)\,dx$ is the corresponding vertical displacement ALONG THE TANGENT LINE.
- $\Delta y$ is the vertical displacement ALONG THE CURVE.
The tangent line (with slope $f'(x)$) is the best linear approximation to the curve near $(x, f(x))$. The differential $dy$ captures this linear approximation. The error $\Delta y - dy$ is the deviation of the curve from its tangent line, which is quadratic in $dx$ for smooth $f$.
4. Ask Why: Why Does the Error Go to Zero So Fast?
By Taylor’s theorem (or the definition of differentiability): \[ f(x + dx) = f(x) + f'(x)\,dx + \frac{f''(x)}{2}(dx)^2 + \cdots \]
The differential $dy = f'(x)\,dx$ captures the linear term. The error $\Delta y - dy \approx \frac{f''(x)}{2}(dx)^2$ is quadratic in $dx$: when $dx$ is halved, the error is quartered. This rapid convergence is why linear approximation (the differential) is so useful: even for moderate $dx$, the approximation is quite good if $|f''(x)|$ is small.
5. Multiple Valid Paths: Leibniz Notation
The equation $dy = f'(x)\,dx$ can be rewritten as $\dfrac{dy}{dx} = f'(x)$. This is the Leibniz notation for the derivative -- the ratio of the differential of $y$ to the differential of $x$. The notation makes the chain rule read as a fraction multiplication: \[ \frac{dy}{dt} = \frac{dy}{dx} \cdot \frac{dx}{dt}. \]
This is “one way to see the chain rule” (as cancellation of differentials); another way is the limit definition. Both views are valid and complement each other.
Named Misconception: limit-as-unreachable-barrier
A differential $dx$ is sometimes thought of as “infinitely small” or as a value that “cannot be reached.” In rigorous analysis, $dx$ is not an infinitesimal; it is a finite, nonzero number -- the horizontal displacement you choose. The approximation $\Delta y \approx dy$ becomes more accurate as $dx$ gets smaller, but $dx$ itself is a specific number you pick.
Thinking of $dx$ as an unreachable barrier (“the limit we approach but never reach”) confuses the differential with the limit concept. A differential is a concrete, computable thing: choose $dx$, compute $dy = f'(x)\,dx$.
Common Errors
| Error | Specific example | Correction |
|---|---|---|
| Confusing $dy$ and $\Delta y$ | Writing “$\Delta y = dy$” | These are only approximately equal; $\Delta y = f(x+dx) - f(x)$, $dy = f'(x)\,dx$ |
| Using the wrong base point | Computing $\sqrt{9.04}$ with $x_0 = 9.04$ | Choose $x_0$ at a nearby “clean” value: $x_0 = 9$, $dx = 0.04$ |
| Forgetting to include the function value | “$f(4.08) \approx dy = 0.02$” | The approximation is $f(x_0) + dy$, not just $dy$ |
Common Misconceptions
the differential $dy$ and the actual change $\Delta y$ are the same quantity.
This is the height-vs-slope error applied to differentials. The actual change $\Delta y = f(x + dx) - f(x)$ is measured along the curve, while $dy = f'(x)\,dx$ is measured along the tangent line. For $f(x) = x^3$ at $x = 2$ with $dx = 0.1$, the actual change is $\Delta y = 1.261$ while $dy = 1.2$; the difference $0.061$ reflects the curvature of the function and is not rounding error.
the linearization $f(x_0 + dx) \approx f(x_0) + dy$ can be applied with any choice of base point $x_0$ equally well.
This is the rate-as-fixed-number error. The approximation is valid only near the base point $x_0$; the linearization $L(x) = f(x_0) + f'(x_0)(x - x_0)$ is a snapshot of the slope at one location and does not remain accurate far from $x_0$. For $f(x) = \sqrt{x}$ with base point $x_0 = 4$, the estimate of $\sqrt{4.08}$ is excellent, but using the same linearization to estimate $\sqrt{9}$ would give $2 + \frac{1}{4}(5) = 3.25$ instead of the correct value $3$.
Leveled Practice
Level 1 -- Computing Differentials
Problem 1. Find $dy$ for $y = 3x^2 - 5x$ and evaluate when $x = 2$, $dx = 0.1$.
Show answer
$dy = (6x - 5)\,dx$. At $x = 2$: $dy = 7(0.1) = 0.7$.
Problem 2. Estimate $(2.03)^5$ using differentials.
Show answer
$f(x) = x^5$, $x_0 = 2$, $dx = 0.03$. $f(2) = 32$. $f'(2) = 5 \cdot 16 = 80$.
$dy = 80(0.03) = 2.4$.
$f(2.03) \approx 32 + 2.4 = 34.4$.
Actual: $(2.03)^5 \approx 34.64$. Good approximation.
Level 2 -- Geometric Meaning
Problem 3. For $f(x) = x^2$, compute $\Delta y$ and $dy$ when $x = 3$ and $dx = 0.5$. Compute the error $\Delta y - dy$.
Show answer
$\Delta y = (3.5)^2 - 9 = 12.25 - 9 = 3.25$.
$dy = 2(3)(0.5) = 3$.
Error: $0.25$. This is $\frac{f''(3)}{2}(0.5)^2 = \frac{2}{2}(0.25) = 0.25$. Confirmed.
Level 3 -- Low-Floor-High-Ceiling Extension
Problem 4 (Extension).
(a) (Floor) Use differentials to estimate $\cos(61^\circ)$. Hint: $61^\circ = \pi/3 + \pi/180$ radians; use $x_0 = \pi/3$, $dx = \pi/180$.
(b) (Mid) For $f(x) = e^x$ near $x = 0$: show that $dy = e^x\,dx = dx$ when $x = 0$. This means $e^{dx} \approx 1 + dx$ for small $dx$. Verify numerically with $dx = 0.1$.
(c) (Ceiling) Compute the error $\Delta y - dy$ for $f(x) = x^n$ at a general $x$ with change $dx$, and show the error is $\binom{n}{2}x^{n-2}(dx)^2 + O(dx^3)$. What does this mean for large $n$?
Show answer
(a) $f(x) = \cos x$, $f'(x) = -\sin x$. $f(\pi/3) = 1/2$. $f'(\pi/3) = -\sqrt{3}/2$.
$dy = (-\sqrt{3}/2)(\pi/180) \approx -0.01511$.
$\cos(61^\circ) \approx 0.5 - 0.01511 \approx 0.485$.
Actual: $\cos(61^\circ) \approx 0.4848$. Close.
(b) $dy = e^0 \cdot dx = dx$. So $e^{dx} \approx 1 + dx$.
At $dx = 0.1$: $e^{0.1} \approx 1.10517$; $1 + 0.1 = 1.1$. Error $\approx 0.00517$.
(c) $(x+dx)^n = x^n + nx^{n-1}dx + \frac{n(n-1)}{2}x^{n-2}(dx)^2 + \ldots$
$\Delta y - dy = \frac{n(n-1)}{2}x^{n-2}(dx)^2 + \ldots = \binom{n}{2}x^{n-2}(dx)^2 + O(dx^3)$.
For large $n$: the error coefficient $\binom{n}{2}x^{n-2}$ grows, so the linear approximation is less accurate for high-degree polynomials at the same $dx$. The accuracy depends on both $dx$ and the second derivative $f''(x) = n(n-1)x^{n-2}$.
Mastery Checklist
Mental Model
The differential is the tangent-line approximation, expressed in terms of changes rather than absolute values.
When the input changes by $dx$, the tangent line says the output changes by $dy = f'(x)\,dx$ -- this is the slope times the run. The actual output changes by $\Delta y = f(x + dx) - f(x)$, which includes the curvature. For small $dx$, the curvature correction is tiny (quadratic in $dx$), so $dy \approx \Delta y$.
Choosing the base point $x_0$ at a “clean” number (one where $f(x_0)$ and $f'(x_0)$ are easy to compute) makes the estimate accurate and convenient.
Connections
Within MATH161
- Linearization: $f(x_0 + dx) \approx f(x_0) + f'(x_0)\,dx$ is the same as the tangent-line equation -- differentials and linearization are two names for the same approximation.
- Error estimation (next): Using $dy$ to bound the error in a measurement is the direct application of this lesson to physical measurements.
- Integration (Ch. 4): The notation $\int f(x)\,dx$ uses $dx$ as a differential; the integral sums up infinitely many differentials, each contributing $f(x)\,dx$ to the area.
Back to Calculus I Skills | Next: Error Estimation with Differentials